December 7, 2009
Pursuant to
Elections Code Section 9005, we have reviewed the proposed statutory
initiative related to the calling of a state constitutional convention
(A.G. File No. 09‑0067).
Background
State Law Distinguishes Between
Constitutional Revisions and Amendments. California law
distinguishes between amendments and revisions to the
State Constitution. A constitutional revision generally is broader in
scope than an amendment. A revision, for example, may substantially
alter the basic governmental framework of the state. Constitutional
amendments may be placed before the voters either by a vote of the
Legislature or by an initiative petition signed by a requisite number of
voters. Proposed revisions, by contrast, may be placed before voters
after either a vote of the Legislature, or, as described below, a
constitutional convention.
Calling a Constitutional Convention.
The Constitution provides that only the Legislature, with a
two-thirds vote of each house, may submit to voters the question of
whether to call a constitutional convention. If a majority of voters
approve such a proposal, the Legislature must provide for the convention
within six months. The Constitution does not specify how and under what
circumstances the convention's proposals subsequently must be placed
before voters. Further, the Constitution does not specify what subjects
a convention may address. In addition, the Constitution specifies that
delegates to a convention must be elected from districts as nearly equal
in population as may be practicable.
Proposal
Proposal Calls a State Constitutional
Convention. As described above, an initiative measure such as
this one currently cannot call a constitutional convention. Consistent
with the authority that would be granted under a separate proposed
initiative constitutional amendment (A.G. File No. 09‑0066), however,
this measure calls for a convention to revise or amend the Constitution.
Convention Commission and Convention Clerk
Would Oversee Convention Process. This measure creates a
five-member Constitutional Convention Commission ("convention
commission"), which is charged with the administration of the
convention, selection of the convention clerk, oversight of the delegate
selection processes, and the provision of training and information for
delegates, among other duties. The convention commission consists of
members of the Fair Political Practices Commission. The convention clerk
is charged with preparing and revising a budget to fund the convention;
providing a two-day workshop for delegates on convention rules, ethics,
U.S. Voting Rights Act requirements, and other relevant information;
preparing rules of procedure; serving as temporary chair until delegates
select a chair; maintaining the convention's official Web site, and
otherwise overseeing the administration of the convention.
Delegates Selected at Random by Assembly
District, by Local Officials, and by Indian Tribe. The
convention's 466 delegates would be selected in three ways:
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Three "assembly district" delegates to be
chosen at random from each of the state's 80 assembly districts.
-
Based on current populations, 222 county
delegates to be chosen by local government committees and city
councils.
-
Four delegates chosen by California's federally
recognized Indian Tribes.
To select assembly district delegates, the State
Auditor would select at random the names of 400 residents in each
Assembly district, compiling names by self-nomination or using any
database that the Auditor deems appropriate (which may include voter
registration, taxpayers lists, and telephone directories). Once the
Auditor sends letters of invitation and instructions, the 400 selected
individuals could choose whether to participate and respond to the
letter. From the pool of respondents, the State Auditor would select 50
people in each Assembly district to receive a second invitation to
attend a two-day session conducted by the convention commission. At the
two-day session, those attending from each assembly district would elect
three delegates and two alternates from among themselves.
County delegates would be selected at the county
level. There would be one county delegate for every 175,000 persons
residing in each county. There would be at least one delegate in every
county. County delegates would be chosen by a county delegate selection
committee made up of two members of the county's board of supervisors,
two members representing cities within the county, and one person
representing governing boards of the county's school districts. The
selection committee would choose its delegates and alternate delegates
from a pool of individuals who apply. In cities with more than 1,000,000
people, the city council would be able to appoint delegates and
alternate delegates for their share of the county's delegate allocation
using a similar public application process as the county committees
(with the rest of the county's allocation to be chosen by the county
selection committee). Currently, cities affected by these provisions are
Los Angeles, San Diego, and San Jose.
Indian tribes in each of the four federal
judicial districts of the state would meet to select one delegate and
two alternate delegates to represent them.
Scope of Convention. This measure
specifies what areas that the convention may consider when revising or
amending the Constitution. These are:
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Government effectiveness—such as methods for
periodically reviewing state departments to assess their
performance.
-
Elections and the reduction of "special
interest influence"—such as considering changes to initiative and
referendum processes, election of state officeholders, campaign
finance, term limits, and ways to change the Legislature.
-
Spending and
budgeting—such as the state budget process and related requirements,
voting thresholds for the state budget, and spending requirements.
-
Governance—such as the relationship between
state and local governments and the structure of legislative and
executive branches of government.
Further, the measure prohibits any revision or
amendment from the convention that imposes or reduces any taxes or fees,
sets the frequency at which real property is assessed, or defines
"change in ownership" as it relates to any tax or fee. The convention
also would prohibit revisions or amendments related to marriage or
abortion rights, gambling or casinos, affirmative action, freedom of the
press, freedom of religion, immigration rights, or the death penalty.
Convention Procedures. The measure
proposes broad outlines for procedures and rules of the convention. The
convention commission would determine the time and location of the
convention, to start no later than June 3, 2011. The measure further
outlines some rules (such as majority approval to adopt proposals),
procedures, and schedule of the convention, and ways in which those
rules, procedures, and schedule may be altered by delegates. The measure
further stipulates that all sessions—including committee or subcommittee
sessions—of the convention would be made open to the public. The
convention would have to adjourn on or before July 1, 2012.
Payment of Various Convention Expenses.
The measure outlines various costs that the state would pay for the
holding of the convention. During the time the convention is in session,
delegates would be paid a rate equal to the lowest-paid members of the
Legislature ($95,291 annually, effective in December 2009). The measure
provides that at least $1.75 per California resident—currently about
$67 million—and no more than $95 million would be paid from the state's
General Fund to cover convention costs. The measure authorizes the
state's Department of Finance to adjust the funds provided for
convention expenses for inflation.
Voters Must Approve Convention's
Recommendations. In order to take effect, the state's voters
must approve the convention's revisions and amendment recommendations no
later than November 6, 2012.
Fiscal Effect
$95 Million Maximum Cost for State.
This measure would affect the finances of state government directly
as a result of expenses required under this measure concerning a
constitutional convention, the selection and training of delegates, and
the compensation of delegates. One-time state expenses would not exceed
$95 million, as stated in the measure.
Possible Effects if Voters Approve
Convention's Recommendations. The outcome of the convention, if
approved by the voters, could change the structure of state and local
governments substantially. This indirectly could result in higher or
lower revenues for state or local governments. It could also result in
more or less state and local spending on particular public programs. For
instance, this could be the case if the convention proposed lowering the
vote threshold for new taxes or a major realignment of state-local
functions. The fiscal effects resulting from the convention would depend
on a number of factors—including the decisions of the convention itself,
the response of voters to the convention's recommendations, and the
actions of future elected state officials.
Fiscal Summary. This measure would have the following
major fiscal effects:
-
One-time increase of state government spending
up to $95 million to administer a constitutional convention.
-
Potentially major changes in state and local
governments if voters approve the convention's recommendations,
including higher or lower revenues or greater or less spending on
particular public programs.
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